Browsing: FINRA

CDO Magazine’s weekly Leadership Moves roundup highlights key executive appointments and organizational changes across data, analytics, technology, and artificial intelligence.

FINRA has named Dalia Powers Chief Technology Officer and Executive Vice President of Engineering. She brings technology leadership experience across healthcare, financial services, and technology, with a background spanning digital, data, AI, and software engineering.

A weakness in any part of the process can undermine the effectiveness of the wider supervisory program.

Washington, D.C. – U.S. Senators Ron Wyden and Elizabeth Warren today called for the Financial Industry Regulatory Authority (FINRA) to strengthen consumer protections and prevent Automated Customer Account Transfer Service (ACATS) brokerage fraud.