Browsing: compliance

RegTech firm TAINA has retained its ISO 27001 accreditation after recording what it describes as its strongest audit performance to date, highlighting the growing importance of independently verified security controls as AI becomes more deeply embedded in regulated financial processes.

Neobanks, digital payment providers and wider FinTech players are under constant pressure to move quickly. Missing a market window can mean lost revenue, disappointed investors and a slower path to scale. Regulatory and compliance issues are consistently cited as a leading cause of product launch delays, yet the problem is rarely compliance itself.

ALPHARETTA, August 31 (Hypepotamus) -The SEC, FINRA, and the CFTC all have their own requirements that regulated firms must capture, store, and be able to retrieve client communications for several years. Mess up, and firms can be slapped with hefty fines that make headlines across the financial world. Historically, that has meant employees at banks,…